We are at risk of becoming exposed
to difficult financial situations. I'm here to help.
Series 63 - Uniform Securities Agent State Law Examination
Apr 8, 2011
Series 65 - Uniform Investment Adviser Law Examination
Feb 15, 2008
Series 66 - Uniform Combined State Law Examination
Jan 16, 2001
SIE - Securities Industry Essentials Examination
Oct 1, 2018
Series 7 - General Securities Representative Examination
Jan 28, 2011
2015 - Present (8 years)
2011-2014 (3 years)
2008-2009 (1 years)
2000-2001 (1 years)
2001-2002 (1 years)
“Eric Shawnyee Tom is one of the leading financial advisors in the US, and He has gained this status by being honest hardworking and down to earth. He gives sound advice, is never pushy, is always practical, so will consider your current cashflow and give realistic timelines as to when to invest, and what to invest.
He has given me consistently good, sound advice and take my portfolio to 7 figures in a few months."
“I've worked with Eric Shawnyee Tom for some time now, and He is a true powerhouse. Incredibly knowledgeable, incredibly passionate and incredibly kind. He should be the first and final port of call for any woman looking to empower themselves around their money and become financially savvy.
Thank you so much for all that you do for women"
“Eric Shawnyee Tom’s knowledge and experience in the financial planning sector is second to none. He is a joy to work with because He takes time to listen for understanding and provide tailored solutions to her clients' specific requirements."
“Eric Shawnyee Tom looks after my personal (digital assets) and business wealth management with excellence! He is a caring, a true listener and really gives the best advice. I encourage you to get in touch
- you will be so glad you did "